SPECIALISM

    Compliance, Financial Crime & Risk

    We are one of the market leaders in the Compliance & Financial Crime market, with a team of specialists working on senior level mandates across Financial Services, Professional Services / Consultancy and Corporates.

    The team has worked on roles globally, including senior high profile compliance / financial crime projects in Asia, US, Western Europe, CEE, Australia and MENA.

    COMPLIANCE / REGULATORY AFFAIRS

    We have long-established relationships across the Financial Service sector including; Investment Banking, Private Banking, Asset Management, Hedge Funds, Retail and Corporate Banking.  We also have long-standing relationships in the Professional Services arena, including the Big 4 and the boutiques.

    Our extensive market knowledge includes the following areas:

    • SMF16 – Head of Compliance – Regional & Global
    • Regulatory Affairs
    • Capital Markets Compliance Officers (eg Equities, FICC etc)
    • Central / Operations Compliance
    • Control Room
    • Conduct Risk
    • IBD (M&A, Corporate Finance etc) Compliance Officers
    • Monitoring & Surveillance Compliance.
    Matthew Hutchin

    FIND OUT MORE

    If you would like further information or a confidential discussion, please contact Matthew Hutchin.

    E: [email protected] T: +44 (0)20 3195 1971

    Recent Assignments

    Head of EMEA Compliance
    Global Bank

    Head of Markets Compliance
    Global Bank

    Regulatory Partner
    Leading Advisory Firm

    Regional Head, Control Room
    Investment Bank

    Global Head Financial Crime
    Asset Manager

    Head of EMEA Fixed Income Compliance
    Investment Bank

    Head of Compliance
    EUEA, PWM

    Head of Global Asset Management Compliance

    FINANCIAL CRIME / FORENSICS

    Here we also work across the professional services and financial services sector domestically and internationally.

    Our coverage includes;

    • SMF17 – MLRO – Head of Financial Crime – Regional & Global
    • AML
    • Sanctions
    • Disputes
    • EDD/ Business Intelligence/ Investigations
    • Anti-Bribery & Corruption
    • Fraud
    Matthew Hutchin

    FIND OUT MORE

    If you would like further information or a confidential discussion, please contact Matthew Hutchin.

    E: [email protected] T: +44 (0)20 3195 1971

    Recent Assignments

    SMF17 Head of Financial Crime
    Global Bank

    Forensics Partner
    Professional Services Firm

    Head of EDD
    Financial Services Firm

    Head of Sanctions
    Global Financial Institution

    Financial Crime Partner
    AML – Advisory Firm

    Director
    Fraud Investigations – Boutique Consultancy